WFGY/ProblemMap/GlobalFixMap/Governance/prompt_policy_and_change_control.md
2025-08-29 21:54:50 +08:00

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Prompt Policy and Change Control — Guardrails and Fix Patterns

A governance fix page for prompt stability, approval flows, and change control.
Use this page when uncontrolled prompt edits, hidden overrides, or missing approval gates destabilize your RAG or reasoning pipeline.


When to use this page

  • Prompts are edited directly in production without sign-off.
  • Fine-tuned prompts drift from documented baseline.
  • Multi-agent pipelines apply different prompt rules with no central approval.
  • No version history or rollback path exists for prompt changes.
  • Waivers for unsafe prompt edits lack expiry or owner.

Acceptance targets

  • Prompt policy coverage ≥ 0.95 across live agents, RAG steps, and evaluation sets.
  • ΔS(question, retrieved) ≤ 0.45 after prompt edits (no semantic drift).
  • λ_observe remains convergent across 3 paraphrases and 2 seeds.
  • Each prompt edit has recorded owner, approval, and expiry date.
  • Version rollback possible in under 60 seconds.

Typical breakpoints and WFGY fix

  • Live edits destabilize outputs
    retrieval-traceability.md
    Require citation schema and provenance anchors before prompt rollout.

  • Hidden prompt injection bypasses control
    prompt-injection.md
    Enforce structural schema locks to prevent drift into unsafe states.

  • Baseline prompts vanish after fine-tuning
    policy_baseline.md
    Require reference to immutable baseline for audit and rollback.

  • Conflicts between agents (different policies in orchestration)
    Multi-Agent Problems
    Use role namespaces and explicit prompt slots to enforce alignment.

  • No audit trail for prompt changes
    audit_and_logging.md
    Require immutable logging of who changed what, when, and why.


Minimal governance checklist

  1. Immutable baselines — Store canonical prompt versions in a controlled repo.
  2. Approval required — Every change must be signed off before rollout.
  3. Waivers expire — Unsafe or experimental prompts must auto-expire.
  4. Rollback path — 1-click restore of previous prompt version.
  5. Drift checks — Run ΔS/λ probes after every edit; block rollout if drift > 0.45.
  6. Audit logs — Immutable records joinable to governance lineage.

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