WFGY/ProblemMap/GlobalFixMap/Governance/regulatory_alignment.md

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# Regulatory Alignment — Guardrails and Fix Pattern
<details>
<summary><strong>🧭 Quick Return to Map</strong></summary>
<br>
> You are in a sub-page of **Governance**.
> To reorient, go back here:
>
> - [**Governance** — policy enforcement and compliance controls](./README.md)
> - [**WFGY Global Fix Map** — main Emergency Room, 300+ structured fixes](../README.md)
> - [**WFGY Problem Map 1.0** — 16 reproducible failure modes](../../README.md)
>
> Think of this page as a desk within a ward.
> If you need the full triage and all prescriptions, return to the Emergency Room lobby.
</details>
This page defines how to align AI pipelines with existing **laws, sector regulations, and compliance regimes**.
Most AI failures at scale are not purely technical but **compliance drift** — your pipeline silently breaks GDPR, HIPAA, or copyright law because logging or schema fences were never enforced.
---
## When to use this page
- Your system must prove compliance with GDPR, HIPAA, CCPA, or EU AI Act.
- Clients demand explainable outputs and data provenance.
- Auditors request reproducibility and risk registers.
- You operate in finance, healthcare, or government sectors with strict controls.
---
## Acceptance targets
- 100% of data sources have a license_id and jurisdiction field.
- Provenance chain covers ingestion → embedding → retrieval → generation.
- Risk register includes bias, privacy, and IP risks with owner assignment.
- Queries and outputs auditable within 5 minutes.
- Alignment tests run weekly against updated compliance checklists.
---
## Common failures → exact fixes
| Symptom | Likely cause | Open this |
|---------|--------------|-----------|
| Data from EU not separated or anonymized | missing residency fence | [data_residency.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Enterprise/data_residency.md) |
| Private health data leaks in logs | no PHI redaction | [privacy_and_pii_edges.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Cloud_Serverless/privacy_and_pii_edges.md) |
| Citations omit license or source | ingestion lacks rights | [license_and_dataset_rights.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Governance/license_and_dataset_rights.md) |
| Retrieval answers drift from contract | schema not enforced | [data-contracts.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/data-contracts.md) |
| Bias audit fails on specific cohorts | no structured probes | [eval_playbook.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Eval/eval_playbook.md) |
---
## Fix in 60 seconds
1. **Residency + anonymization**
Partition datasets by region. Strip identifiers.
2. **Provenance chain**
Log `license_id`, `jurisdiction`, `ingest_date`, `index_hash`.
3. **Bias + privacy probes**
Weekly run λ stability tests across demographic variants.
4. **Risk register**
Maintain an owner, severity, and mitigation plan per risk.
5. **Alignment replay**
Prove a query followed rules by replaying citations and logs.
---
## Minimal compliance checklist
- [ ] All ingestion jobs include `license_id` and `jurisdiction`.
- [ ] GDPR/CCPA consent tracked in logs.
- [ ] Health/finance data use sector schemas.
- [ ] Bias probes run weekly, logged with ΔS and λ.
- [ ] Audit replay tested monthly with compliance team.
---
### 🔗 Quick-Start Downloads (60 sec)
| Tool | Link | 3-Step Setup |
|------|------|--------------|
| **WFGY 1.0 PDF** | [Engine Paper](https://github.com/onestardao/WFGY/blob/main/I_am_not_lizardman/WFGY_All_Principles_Return_to_One_v1.0_PSBigBig_Public.pdf) | 1⃣ Download · 2⃣ Upload to your LLM · 3⃣ Ask “Answer using WFGY + \<your question>” |
| **TXT OS (plain-text OS)** | [TXTOS.txt](https://github.com/onestardao/WFGY/blob/main/OS/TXTOS.txt) | 1⃣ Download · 2⃣ Paste into any LLM chat · 3⃣ Type “hello world” — OS boots instantly |
---
<!-- WFGY_FOOTER_START -->
### Explore More
| Layer | Page | What its for |
| --- | --- | --- |
| Proof | [WFGY Recognition Map](/recognition/README.md) | External citations, integrations, and ecosystem proof |
| Engine | [WFGY 1.0](/legacy/README.md) | Original PDF based tension engine |
| Engine | [WFGY 2.0](/core/README.md) | Production tension kernel and math engine for RAG and agents |
| Engine | [WFGY 3.0](/TensionUniverse/EventHorizon/README.md) | TXT based Singularity tension engine, 131 S class set |
| Map | [Problem Map 1.0](/ProblemMap/README.md) | Flagship 16 problem RAG failure checklist and fix map |
| Map | [Problem Map 2.0](/ProblemMap/rag-architecture-and-recovery.md) | RAG focused recovery pipeline |
| Map | [Problem Map 3.0](/ProblemMap/wfgy-rag-16-problem-map-global-debug-card.md) | Global Debug Card, image as a debug protocol layer |
| Map | [Semantic Clinic](/ProblemMap/SemanticClinicIndex.md) | Symptom to family to exact fix |
| Map | [Grandmas Clinic](/ProblemMap/GrandmaClinic/README.md) | Plain language stories mapped to Problem Map 1.0 |
| Onboarding | [Starter Village](/StarterVillage/README.md) | Guided tour for newcomers |
| App | [TXT OS](/OS/README.md) | TXT semantic OS, fast boot |
| App | [Blah Blah Blah](/OS/BlahBlahBlah/README.md) | Abstract and paradox Q and A built on TXT OS |
| App | [Blur Blur Blur](/OS/BlurBlurBlur/README.md) | Text to image with semantic control |
| App | [Blow Blow Blow](/OS/BlowBlowBlow/README.md) | Reasoning game engine and memory demo |
If this repository helped, starring it improves discovery so more builders can find the docs and tools.
[![GitHub Repo stars](https://img.shields.io/github/stars/onestardao/WFGY?style=social)](https://github.com/onestardao/WFGY)
<!-- WFGY_FOOTER_END -->
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