WFGY/ProblemMap/GlobalFixMap/Governance/regulatory_alignment.md
2025-09-05 10:54:30 +08:00

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# Regulatory Alignment — Guardrails and Fix Pattern
<details>
<summary><strong>🧭 Quick Return to Map</strong></summary>
<br>
> You are in a sub-page of **Governance**.
> To reorient, go back here:
>
> - [**Governance** — policy enforcement and compliance controls](./README.md)
> - [**WFGY Global Fix Map** — main Emergency Room, 300+ structured fixes](../README.md)
> - [**WFGY Problem Map 1.0** — 16 reproducible failure modes](../../README.md)
>
> Think of this page as a desk within a ward.
> If you need the full triage and all prescriptions, return to the Emergency Room lobby.
</details>
This page defines how to align AI pipelines with existing **laws, sector regulations, and compliance regimes**.
Most AI failures at scale are not purely technical but **compliance drift** — your pipeline silently breaks GDPR, HIPAA, or copyright law because logging or schema fences were never enforced.
---
## When to use this page
- Your system must prove compliance with GDPR, HIPAA, CCPA, or EU AI Act.
- Clients demand explainable outputs and data provenance.
- Auditors request reproducibility and risk registers.
- You operate in finance, healthcare, or government sectors with strict controls.
---
## Acceptance targets
- 100% of data sources have a license_id and jurisdiction field.
- Provenance chain covers ingestion → embedding → retrieval → generation.
- Risk register includes bias, privacy, and IP risks with owner assignment.
- Queries and outputs auditable within 5 minutes.
- Alignment tests run weekly against updated compliance checklists.
---
## Common failures → exact fixes
| Symptom | Likely cause | Open this |
|---------|--------------|-----------|
| Data from EU not separated or anonymized | missing residency fence | [data_residency.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Enterprise/data_residency.md) |
| Private health data leaks in logs | no PHI redaction | [privacy_and_pii_edges.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Cloud_Serverless/privacy_and_pii_edges.md) |
| Citations omit license or source | ingestion lacks rights | [license_and_dataset_rights.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Governance/license_and_dataset_rights.md) |
| Retrieval answers drift from contract | schema not enforced | [data-contracts.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/data-contracts.md) |
| Bias audit fails on specific cohorts | no structured probes | [eval_playbook.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Eval/eval_playbook.md) |
---
## Fix in 60 seconds
1. **Residency + anonymization**
Partition datasets by region. Strip identifiers.
2. **Provenance chain**
Log `license_id`, `jurisdiction`, `ingest_date`, `index_hash`.
3. **Bias + privacy probes**
Weekly run λ stability tests across demographic variants.
4. **Risk register**
Maintain an owner, severity, and mitigation plan per risk.
5. **Alignment replay**
Prove a query followed rules by replaying citations and logs.
---
## Minimal compliance checklist
- [ ] All ingestion jobs include `license_id` and `jurisdiction`.
- [ ] GDPR/CCPA consent tracked in logs.
- [ ] Health/finance data use sector schemas.
- [ ] Bias probes run weekly, logged with ΔS and λ.
- [ ] Audit replay tested monthly with compliance team.
---
### 🔗 Quick-Start Downloads (60 sec)
| Tool | Link | 3-Step Setup |
|------|------|--------------|
| **WFGY 1.0 PDF** | [Engine Paper](https://github.com/onestardao/WFGY/blob/main/I_am_not_lizardman/WFGY_All_Principles_Return_to_One_v1.0_PSBigBig_Public.pdf) | 1⃣ Download · 2⃣ Upload to your LLM · 3⃣ Ask “Answer using WFGY + \<your question>” |
| **TXT OS (plain-text OS)** | [TXTOS.txt](https://github.com/onestardao/WFGY/blob/main/OS/TXTOS.txt) | 1⃣ Download · 2⃣ Paste into any LLM chat · 3⃣ Type “hello world” — OS boots instantly |
---
### 🧭 Explore More
| Module | Description | Link |
|-----------------------|----------------------------------------------------------|----------|
| WFGY Core | WFGY 2.0 engine is live: full symbolic reasoning architecture and math stack | [View →](https://github.com/onestardao/WFGY/tree/main/core/README.md) |
| Problem Map 1.0 | Initial 16-mode diagnostic and symbolic fix framework | [View →](https://github.com/onestardao/WFGY/tree/main/ProblemMap/README.md) |
| Problem Map 2.0 | RAG-focused failure tree, modular fixes, and pipelines | [View →](https://github.com/onestardao/WFGY/blob/main/ProblemMap/rag-architecture-and-recovery.md) |
| Semantic Clinic Index | Expanded failure catalog: prompt injection, memory bugs, logic drift | [View →](https://github.com/onestardao/WFGY/blob/main/ProblemMap/SemanticClinicIndex.md) |
| Semantic Blueprint | Layer-based symbolic reasoning & semantic modulations | [View →](https://github.com/onestardao/WFGY/tree/main/SemanticBlueprint/README.md) |
| Benchmark vs GPT-5 | Stress test GPT-5 with full WFGY reasoning suite | [View →](https://github.com/onestardao/WFGY/tree/main/benchmarks/benchmark-vs-gpt5/README.md) |
| 🧙‍♂️ Starter Village 🏡 | New here? Lost in symbols? Click here and let the wizard guide you through | [Start →](https://github.com/onestardao/WFGY/blob/main/StarterVillage/README.md) |
---
> 👑 **Early Stargazers: [See the Hall of Fame](https://github.com/onestardao/WFGY/tree/main/stargazers)** —
> Engineers, hackers, and open source builders who supported WFGY from day one.
> <img src="https://img.shields.io/github/stars/onestardao/WFGY?style=social" alt="GitHub stars"> ⭐ [WFGY Engine 2.0](https://github.com/onestardao/WFGY/blob/main/core/README.md) is already unlocked. ⭐ Star the repo to help others discover it and unlock more on the [Unlock Board](https://github.com/onestardao/WFGY/blob/main/STAR_UNLOCKS.md).
<div align="center">
[![WFGY Main](https://img.shields.io/badge/WFGY-Main-red?style=flat-square)](https://github.com/onestardao/WFGY)
&nbsp;
[![TXT OS](https://img.shields.io/badge/TXT%20OS-Reasoning%20OS-orange?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS)
&nbsp;
[![Blah](https://img.shields.io/badge/Blah-Semantic%20Embed-yellow?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlahBlahBlah)
&nbsp;
[![Blot](https://img.shields.io/badge/Blot-Persona%20Core-green?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlotBlotBlot)
&nbsp;
[![Bloc](https://img.shields.io/badge/Bloc-Reasoning%20Compiler-blue?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlocBlocBloc)
&nbsp;
[![Blur](https://img.shields.io/badge/Blur-Text2Image%20Engine-navy?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlurBlurBlur)
&nbsp;
[![Blow](https://img.shields.io/badge/Blow-Game%20Logic-purple?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlowBlowBlow)
&nbsp;
</div>
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