OmniRoute/docs/security/COMPLIANCE.md

title	version	lastUpdated
Compliance & Audit	3.8.1	2026-05-13

Compliance & Audit

Source of truth: src/lib/compliance/, src/app/api/compliance/ Last updated: 2026-05-13 — v3.8.0

OmniRoute records administrative actions, authentication events, provider credential lifecycle changes, and MCP tool invocations to SQLite-backed audit tables. This page covers what gets logged, where it lives, how long it is retained, how API keys can opt out, and how to query the data.

The implementation lives in src/lib/compliance/index.ts (T-43 — "Compliance Controls") and src/lib/compliance/providerAudit.ts. Audit writes never throw: on any failure the call is silently swallowed so audit logging cannot break the main request flow.

What Gets Logged

Administrative audit events (audit_log)

Every call to logAuditEvent({ action, actor, target, details, ... }) produces one row. Action strings follow a domain.verb (or domain.verb.outcome) pattern. Confirmed in-tree action types include:

Action	Source
auth.login.success	src/app/api/auth/login/route.ts
auth.login.failed	src/app/api/auth/login/route.ts
auth.login.locked	src/app/api/auth/login/route.ts
auth.login.error	src/app/api/auth/login/route.ts
auth.login.misconfigured	src/app/api/auth/login/route.ts
auth.login.setup_required	src/app/api/auth/login/route.ts
auth.logout.success	src/app/api/auth/logout/route.ts
provider.credentials.created	src/app/api/providers/route.ts
provider.credentials.updated	src/app/api/providers/[id]/route.ts
provider.credentials.revoked	src/app/api/providers/[id]/route.ts
provider.credentials.batch_revoked	src/app/api/providers/route.ts
sync.token.created	src/app/api/sync/tokens/route.ts
sync.token.revoked	src/app/api/sync/tokens/[id]/route.ts
compliance.cleanup	src/lib/compliance/index.ts

Each entry captures action, actor (defaults to "system"), target, details/metadata (JSON), ip_address, resource_type, status, request_id, and timestamp. Sensitive keys (apiKey, accessToken, refreshToken, password, anything matching *token/*secret/*apikey, etc.) are recursively redacted to "[redacted]" before the row is written.

MCP tool calls (mcp_tool_audit)

Every MCP tool invocation writes a row through open-sse/mcp-server/audit.ts. Schema (from src/lib/db/migrations/002_mcp_a2a_tables.sql):

Column	Notes
id	autoincrement
tool_name	MCP tool identifier
input_hash	sha256 of input (no payload stored)
output_summary	short, truncated summary
duration_ms	wall time
api_key_id	caller (nullable)
success	1 / 0
error_code	terminal error code on failure
created_at	ISO timestamp

Request / usage logs

These are operational telemetry (not strictly admin audit) but share the same retention pipeline:

• usage_history — per-request usage roll-up
• call_logs — full per-request log (subject to row-cap, see below)
• proxy_logs — proxy traffic log (subject to row-cap)
• request_detail_logs — legacy detailed request log (still pruned if present)

Storage Schema

audit_log is created lazily by ensureAuditLogSchema() on first use:

CREATE TABLE IF NOT EXISTS audit_log (
  id            INTEGER PRIMARY KEY AUTOINCREMENT,
  timestamp     TEXT NOT NULL DEFAULT (datetime('now')),
  action        TEXT NOT NULL,
  actor         TEXT NOT NULL DEFAULT 'system',
  target        TEXT,
  details       TEXT,
  ip_address    TEXT,
  resource_type TEXT,
  status        TEXT,
  request_id    TEXT,
  metadata      TEXT
);

Indexes are created on timestamp, action, actor, resource_type, status, and request_id. Missing columns on legacy DBs are added via ALTER TABLE on demand.

Retention & Cleanup

Two separate retention windows are honoured:

Env var	Default	Applies to
APP_LOG_RETENTION_DAYS	7	audit_log, mcp_tool_audit
CALL_LOG_RETENTION_DAYS	7	usage_history, call_logs, proxy_logs, request_detail_logs
CALL_LOGS_TABLE_MAX_ROWS	100000	Row-cap trim for call_logs
PROXY_LOGS_TABLE_MAX_ROWS	100000	Row-cap trim for proxy_logs

cleanupExpiredLogs() runs the retention pass. It is invoked on server startup from src/server-init.ts and src/instrumentation-node.ts. Each run logs a compliance.cleanup audit event with the per-table delete counts. Proxy/call log trimming is batched (BATCH_SIZE = 5000) to avoid long write locks.

Defaults are defined in src/lib/logEnv.ts (DEFAULT_APP_LOG_RETENTION_DAYS = 7, DEFAULT_CALL_LOG_RETENTION_DAYS = 7).

noLog Opt-Out (per API key)

API keys can be flagged so their downstream call traffic is not logged. The flag lives on the api_keys table (no_log INTEGER DEFAULT 0) and is mirrored into an in-memory set for hot-path lookups.

# Create a no-log key (management auth required)
curl -X POST http://localhost:20128/api/keys \
  -H "Cookie: auth_token=..." \
  -H "Content-Type: application/json" \
  -d '{"name": "Privacy key", "noLog": true}'

Helpers (src/lib/compliance/index.ts):

• setNoLog(apiKeyId, true|false) — toggle the in-memory entry
• isNoLog(apiKeyId) — checked on the request path; falls back to a 30 s cached read from api_keys.no_log
• NO_LOG_API_KEY_IDS (env, comma-separated) — preloaded into the in-memory set on boot; useful when you cannot toggle the column directly

Administrative audit events (login, provider changes, MCP tool calls, etc.) are not affected by noLog — only per-request traffic logging is opted out.

REST API

Endpoint	Method	Description	Auth
/api/compliance/audit-log	GET	Paginated admin audit entries with filters	management
/api/mcp/audit	GET	Paginated MCP tool audit entries	(open-sse)
/api/mcp/audit/stats	GET	Aggregated MCP audit stats	(open-sse)

No CSV export endpoint is shipped today — export from the dashboard or query the SQLite database directly.

Querying /api/compliance/audit-log

Supported query params (all optional, all use LIKE %value% matching for text filters):

• action, actor, target, resourceType (or resource_type), status, requestId (or request_id)
• from / since, to / until — ISO timestamps
• limit (default 50, min 1, max 500)
• offset (default 0, max 10_000)

The response is a JSON array. Pagination metadata is returned in headers: x-total-count, x-page-limit, x-page-offset.

curl "http://localhost:20128/api/compliance/audit-log?action=provider.credentials&from=2026-05-01" \
  -H "Cookie: auth_token=..."

Dashboard

The dashboard exposes audit data at /dashboard/audit (src/app/(dashboard)/dashboard/audit/page.tsx). The page has two tabs:

• Compliance (ComplianceTab.tsx) — admin audit events from /api/compliance/audit-log. Filters by event type, severity (info / warning / critical, derived from action + status), and date range. Severity is computed client-side from the action/status strings.
• MCP (McpAuditTab.tsx) — MCP tool audit from /api/mcp/audit, with filters by tool name and success/failure.

Both tabs paginate with page sizes of 50 (compliance) and 25 (MCP).

Provider Credential Helpers

src/lib/compliance/providerAudit.ts provides shaping helpers used by the provider-management routes when they emit credential events:

• summarizeProviderConnectionForAudit(connection) — strips apiKey, accessToken, refreshToken, idToken, and providerSpecificData.consoleApiKey before the connection snapshot is written to details.
• getProviderAuditTarget(connection) — composes a stable "<provider>:<name|id>" string for the target field.
• extractProviderWarnings(...payloads) — scans provider responses for policy/safety warnings ([sanitizer], prompt injection detected, content has been filtered, safety filter, policy violation) and surfaces up to 5 hits, each truncated to 400 chars.

Best Practices

• Flag API keys handling PII (legal, medical, etc.) with noLog: true.
• Tune APP_LOG_RETENTION_DAYS / CALL_LOG_RETENTION_DAYS to meet your retention policy. The 7-day defaults are conservative.
• Export the audit table off-platform (sqlite3 dump) on whatever cadence your compliance program requires — no built-in archival exists.
• Track auth.login.failed and auth.login.locked counts for brute-force detection.
• When adding new admin endpoints, call logAuditEvent({ ... }) with a stable domain.verb.outcome action string and pass the request context via getAuditRequestContext(request) so IP and requestId are captured automatically.

See Also

• docs/security/GUARDRAILS.md — PII masking, prompt injection
• docs/frameworks/MCP-SERVER.md — MCP tool catalog and scopes
• docs/reference/ENVIRONMENT.md — full env var reference
• Source: src/lib/compliance/, src/app/api/compliance/, src/app/api/mcp/audit/, src/lib/logEnv.ts