# PII Handling and Minimization β€” Guardrails and Fix Patterns
🧭 Quick Return to Map
> You are in a sub-page of **Governance**. > To reorient, go back here: > > - [**Governance** β€” policy enforcement and compliance controls](./README.md) > - [**WFGY Global Fix Map** β€” main Emergency Room, 300+ structured fixes](../README.md) > - [**WFGY Problem Map 1.0** β€” 16 reproducible failure modes](../../README.md) > > Think of this page as a desk within a ward. > If you need the full triage and all prescriptions, return to the Emergency Room lobby.
A governance fix page for when **personally identifiable information (PII)** leaks, handling is unclear, or minimization principles are violated. Use this page when data pipelines, embeddings, or RAG outputs contain sensitive fields that cannot be justified or audited. --- ## When to use this page - Retrieval responses contain raw PII that was not required for the task. - Embeddings or chunks accidentally ingest names, emails, IDs, or financial data. - Redaction or anonymization rules are inconsistently applied. - No audit trail exists for who accessed or approved PII exposure. - Waivers for PII usage lack expiry, owner, or justification. --- ## Acceptance targets - PII fields are **redacted, hashed, or minimized** in β‰₯ 0.98 of stored embeddings. - Retrieval outputs contain no raw identifiers unless explicitly approved. - Ξ”S(question, retrieved) ≀ 0.45 for governed answers (no drift into unapproved fields). - All PII queries pass through policy checks with logging enabled. - Every waiver or override has an accountable owner and time-bound expiry. --- ## Typical breakpoints and WFGY fix - **Embedding or vector ingestion leaks PII** β†’ [embedding-vs-semantic.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/embedding-vs-semantic.md) Enforce PII scrub before embedding. Validate with spot-checks against gold set. - **Chunking preserves identifiers across splits** β†’ [chunking-checklist.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/chunking-checklist.md) Require token-level scrub of identifiers, then re-chunk. - **Answers expose sensitive spans without approval** β†’ [retrieval-traceability.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/retrieval-traceability.md) Enforce citation schema, ensure only approved snippets are surfaced. - **Policy bypass in orchestration or tools** β†’ [prompt-injection.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/prompt-injection.md) Guard against malicious queries that try to extract hidden PII. - **Audit trail gaps** β†’ [audit_and_logging.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Governance/audit_and_logging.md) Require immutable logs of every PII access and minimization check. --- ## Minimal governance checklist 1. **Redact on ingest** β€” Apply regex/sensitive data detection before storing text or embeddings. 2. **Schema enforce** β€” Store `doc_id`, `pii_flag`, `redacted_text` side by side for traceability. 3. **Chunk validation** β€” Randomly sample and confirm PII scrubbed before index build. 4. **Policy in LLM prompts** β€” Require β€œno PII unless approved waiver” as hard guardrail. 5. **Audit logs** β€” Track every waiver, approval, and override. Immutable and joinable to lineage. 6. **Expiry enforcement** β€” Waivers expire automatically; extension requires re-approval. --- ### πŸ”— Quick-Start Downloads (60 sec) | Tool | Link | 3-Step Setup | |------|------|--------------| | **WFGY 1.0 PDF** | [Engine Paper](https://github.com/onestardao/WFGY/blob/main/I_am_not_lizardman/WFGY_All_Principles_Return_to_One_v1.0_PSBigBig_Public.pdf) | 1️⃣ Download Β· 2️⃣ Upload to your LLM Β· 3️⃣ Ask β€œAnswer using WFGY + \” | | **TXT OS (plain-text OS)** | [TXTOS.txt](https://github.com/onestardao/WFGY/blob/main/OS/TXTOS.txt) | 1️⃣ Download Β· 2️⃣ Paste into any LLM chat Β· 3️⃣ Type β€œhello world” β€” OS boots instantly | --- ### 🧭 Explore More | Module | Description | Link | |-----------------------|----------------------------------------------------------|----------| | WFGY Core | WFGY 2.0 engine is live: full symbolic reasoning architecture and math stack | [View β†’](https://github.com/onestardao/WFGY/tree/main/core/README.md) | | Problem Map 1.0 | Initial 16-mode diagnostic and symbolic fix framework | [View β†’](https://github.com/onestardao/WFGY/tree/main/ProblemMap/README.md) | | Problem Map 2.0 | RAG-focused failure tree, modular fixes, and pipelines | [View β†’](https://github.com/onestardao/WFGY/blob/main/ProblemMap/rag-architecture-and-recovery.md) | | Semantic Clinic Index | Expanded failure catalog: prompt injection, memory bugs, logic drift | [View β†’](https://github.com/onestardao/WFGY/blob/main/ProblemMap/SemanticClinicIndex.md) | | Semantic Blueprint | Layer-based symbolic reasoning & semantic modulations | [View β†’](https://github.com/onestardao/WFGY/tree/main/SemanticBlueprint/README.md) | | Benchmark vs GPT-5 | Stress test GPT-5 with full WFGY reasoning suite | [View β†’](https://github.com/onestardao/WFGY/tree/main/benchmarks/benchmark-vs-gpt5/README.md) | | πŸ§™β€β™‚οΈ Starter Village 🏑 | New here? Lost in symbols? Click here and let the wizard guide you through | [Start β†’](https://github.com/onestardao/WFGY/blob/main/StarterVillage/README.md) | --- > πŸ‘‘ **Early Stargazers: [See the Hall of Fame](https://github.com/onestardao/WFGY/tree/main/stargazers)** β€” > Engineers, hackers, and open source builders who supported WFGY from day one. > GitHub stars ⭐ [WFGY Engine 2.0](https://github.com/onestardao/WFGY/blob/main/core/README.md) is already unlocked. ⭐ Star the repo to help others discover it and unlock more on the [Unlock Board](https://github.com/onestardao/WFGY/blob/main/STAR_UNLOCKS.md).
[![WFGY Main](https://img.shields.io/badge/WFGY-Main-red?style=flat-square)](https://github.com/onestardao/WFGY)   [![TXT OS](https://img.shields.io/badge/TXT%20OS-Reasoning%20OS-orange?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS)   [![Blah](https://img.shields.io/badge/Blah-Semantic%20Embed-yellow?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlahBlahBlah)   [![Blot](https://img.shields.io/badge/Blot-Persona%20Core-green?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlotBlotBlot)   [![Bloc](https://img.shields.io/badge/Bloc-Reasoning%20Compiler-blue?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlocBlocBloc)   [![Blur](https://img.shields.io/badge/Blur-Text2Image%20Engine-navy?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlurBlurBlur)   [![Blow](https://img.shields.io/badge/Blow-Game%20Logic-purple?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlowBlowBlow)