# Compliance Audit — Enterprise Knowledge Governance
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> You are in a sub-page of **Enterprise_Knowledge_Gov**. > To reorient, go back here: > > - [**Enterprise_Knowledge_Gov** — corporate knowledge management and governance](./README.md) > - [**WFGY Global Fix Map** — main Emergency Room, 300+ structured fixes](../README.md) > - [**WFGY Problem Map 1.0** — 16 reproducible failure modes](../../README.md) > > Think of this page as a desk within a ward. > If you need the full triage and all prescriptions, return to the Emergency Room lobby.
Guardrails and patterns to enforce **compliance-ready audits** in AI pipelines. Use this page when enterprise policies or regulators require **auditability, traceability, and repeatable evidence** for AI knowledge usage. --- ## When to use this page - Internal or external auditors require proof of AI outputs. - You need to show exactly which documents were cited and how they were retrieved. - Enterprise standards mandate **compliance trails** (ISO, SOC2, GDPR, HIPAA, etc). - Users ask "why did the model say this?" and you must replay the answer deterministically. --- ## Core acceptance targets - Every AI output must be linked to **retrieval evidence** (doc_id, section_id, offsets). - **ΔS(question,retrieved)** logged per query, with thresholds verified. - **λ_observe** states stored for all runs (paraphrase, rerun, seeds). - Full **audit trail exportable** (JSON, CSV, signed logs). --- ## Typical audit failures → exact fix | Symptom | Likely cause | Open this | |---------|--------------|-----------| | Missing or inconsistent citations | No schema enforcement on retrieval | [retrieval-traceability.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/retrieval-traceability.md) | | Evidence cannot be reproduced | No deterministic ΔS/λ logs | [retrieval-playbook.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/retrieval-playbook.md) | | Multiple outputs differ for same input | λ flips or entropy collapse | [context-drift.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/context-drift.md), [entropy-collapse.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/entropy-collapse.md) | | No visibility into expired docs | Missing expiry field in audit logs | [knowledge_expiry.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/GlobalFixMap/Enterprise_Knowledge_Gov/knowledge_expiry.md) | | Incomplete audit trails | Storage not aligned to contracts | [data-contracts.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/data-contracts.md) | --- ## Fix in 60 seconds 1. **Enforce snippet schema**: Each retrieval must return `doc_id`, `section_id`, `offsets`, `tokens`, `expiry_date`. 2. **Log ΔS and λ** per step: Store values for retrieval, assembly, reasoning. 3. **Export audit logs**: JSON or CSV export at end of run. Example: ```json { "question": "What is policy X?", "ΔS": 0.38, "λ": "→", "citations": ["doc123#section5"], "timestamp": "2025-08-28T12:34:00Z" } ```` 4. **Replay capability**: Store retriever seed + config for deterministic reruns. --- ## Copy-paste compliance probe ```txt You have TXTOS and WFGY Problem Map loaded. My compliance audit requirement: - Audit log must contain {ΔS, λ_state, citations, expiry_flag} - Logs must be exportable to JSON/CSV Task: 1. Verify schema presence in retrieval. 2. Re-run with same seed and compare logs. 3. If mismatch, cite the exact WFGY page that explains the fix. ``` --- ## Escalate when * Audit log missing ΔS or λ. * Same seed replay yields different citations. * Expired documents appear in logs as valid. Escalation fix: apply [ops/debug\_playbook.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/ops/debug_playbook.md) and [bootstrap-ordering.md](https://github.com/onestardao/WFGY/blob/main/ProblemMap/bootstrap-ordering.md) to enforce deterministic ordering. --- ### 🧭 Explore More | Module | Description | Link | | ------------------------ | ---------------------------------------------------------------------------- | -------------------------------------------------------------------------------------------------- | | WFGY Core | WFGY 2.0 engine is live: full symbolic reasoning architecture and math stack | [View →](https://github.com/onestardao/WFGY/tree/main/core/README.md) | | Problem Map 1.0 | Initial 16-mode diagnostic and symbolic fix framework | [View →](https://github.com/onestardao/WFGY/tree/main/ProblemMap/README.md) | | Problem Map 2.0 | RAG-focused failure tree, modular fixes, and pipelines | [View →](https://github.com/onestardao/WFGY/blob/main/ProblemMap/rag-architecture-and-recovery.md) | | Semantic Clinic Index | Expanded failure catalog: prompt injection, memory bugs, logic drift | [View →](https://github.com/onestardao/WFGY/blob/main/ProblemMap/SemanticClinicIndex.md) | | Semantic Blueprint | Layer-based symbolic reasoning & semantic modulations | [View →](https://github.com/onestardao/WFGY/tree/main/SemanticBlueprint/README.md) | | Benchmark vs GPT-5 | Stress test GPT-5 with full WFGY reasoning suite | [View →](https://github.com/onestardao/WFGY/tree/main/benchmarks/benchmark-vs-gpt5/README.md) | | 🧙‍♂️ Starter Village 🏡 | New here? Lost in symbols? Click here and let the wizard guide you through | [Start →](https://github.com/onestardao/WFGY/blob/main/StarterVillage/README.md) | --- > 👑 **Early Stargazers: [See the Hall of Fame](https://github.com/onestardao/WFGY/tree/main/stargazers)** — > Engineers, hackers, and open source builders who supported WFGY from day one. > GitHub stars ⭐ [WFGY Engine 2.0](https://github.com/onestardao/WFGY/blob/main/core/README.md) is already unlocked. ⭐ Star the repo to help others discover it and unlock more on the [Unlock Board](https://github.com/onestardao/WFGY/blob/main/STAR_UNLOCKS.md).
[![WFGY Main](https://img.shields.io/badge/WFGY-Main-red?style=flat-square)](https://github.com/onestardao/WFGY)   [![TXT OS](https://img.shields.io/badge/TXT%20OS-Reasoning%20OS-orange?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS)   [![Blah](https://img.shields.io/badge/Blah-Semantic%20Embed-yellow?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlahBlahBlah)   [![Blot](https://img.shields.io/badge/Blot-Persona%20Core-green?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlotBlotBlot)   [![Bloc](https://img.shields.io/badge/Bloc-Reasoning%20Compiler-blue?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlocBlocBloc)   [![Blur](https://img.shields.io/badge/Blur-Text2Image%20Engine-navy?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlurBlurBlur)   [![Blow](https://img.shields.io/badge/Blow-Game%20Logic-purple?style=flat-square)](https://github.com/onestardao/WFGY/tree/main/OS/BlowBlowBlow)  
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